Last Updated:
12/12/2013
Nineteenth Annual Capital Markets Conference
The Supervision and Regulation Department hosted its Nineteenth Annual Capital Markets Conference. The theme of the conference, Capital Markets Supervisory Issues.
Monday, 12/09/13
11:30 AM
Registration
1:00 PM
Welcoming Remarks
Rebecca Chmielewski, Vice President, Federal Reserve Bank of Chicago
1:15 PM
Keynote Address
Eugene Ludwig, Founder and Chief Executive Officer, Promontory Financial Group
2:00 PM
Break
2:30 PM
The Year in Review
Kurt Wilhelm, Director, Financial Markets Group, Office of the Comptroller of the Currency
4:00 PM
Comments
Grace Vogel, Executive Vice President, Financial Industry Regulatory Authority (FINRA)
5:00 PM
Reception
Tuesday, 12/10/13
8:00 AM
Continental Breakfast
9:00 AM
9:45 AM
Presentation
Sunil Hirani, Chief Executive Officer, TrueEX
10:30 AM
Break
11:00 AM
Keynote Address
Senator Judd Gregg, Chief Executive Officer, Securities Industry and Financial Markets Asscociation (SIFMA)
11:45 AM
Overview and Complexity of Changing Regulatory Requirements
Eileen Flaherty, Global Head of Compliance, Newedge
12:30 PM
Lunch
1:30 PM
Market Challenges in 2014
Jeffrey Gore, Managing Director, Head of Derivatives Client Clearing, Wells Fargo Securities LLC
2:45 PM
The U.S. Leveraged Loan Market
Meredith Coffey, Executive Vice President, Loan Syndications and Trading Association (LSTA)
3:00 PM
Break
4:00 PM
Evaluating the Relationship between Post-Crisis Regulatory Reforms and Changing Capital Markets
Jeremy Newell, Executive Managing Director and Head of Regulatory Affairs, The Clearing House Association
Wednesday, 12/11/13
8:00 AM
Registration
9:00 AM
The Brave New World of Capital Market Supervision
Andrew Scott, Global Credit Products, Bank of America Merrill Lynch
9:45 AM
The European Banking Union
Martin Sprenger, Deutsche Bundesbank
Stefan Rehsmann, Deutsche Bundesbank
10:30 AM
Break
11:00 AM
OSFI Capital Markets and Model Analysis and Approvals
Jennifer Chan, Office of the Superintendent of Financial Institutions of Canada
Simone Redman, Office of the Superintendent of Financial Institutions of Canada
11:45 AM
Lunch and Closing
